Compliance Analyst Jobs0 Compliance Analyst Jobs within 25 miles of Dallas
New York, New York, us

In this part-time Legal / Compliance Analyst role, you'll replicate the day-to-day reporting and auditing tasks of corporate legal teams or compliance departments. By providing thorough, realisti...

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New York, New York, us

In this part-time Legal / Compliance Analyst role, you'll replicate the day-to-day reporting and auditing tasks of corporate legal teams or compliance departments. Build Excel-based compliance tr...

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New York, New York, us

In this part-time Legal / Compliance Analyst role, you'll replicate the day-to-day reporting and auditing tasks of corporate legal teams or compliance departments. Build Excel-based compliance tr...

read more

New York, New York, us

In this part-time Legal / Compliance Analyst role, you'll replicate the day-to-day reporting and auditing tasks of corporate legal teams or compliance departments. Build Excel-based compliance tr...

read more

Compliance & Filing Analyst (SERFF) - HYBRID
Career Personnel, Inc.. 3 days ago. Sponsored
Morris Plains, New Jersey, us

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

ADMINISTRATIVE COORDINATOR AND COMPLIANCE ANALYST
Neuberger Berman. 3 days ago. Sponsored
New York, New York, us

Compliance Analyst, Administrative, Coordinator, Compliance, Analyst.

New York, New York, us

Compliance Analyst, Security Analyst, Analyst, Junior, Risk, Security, Business Services.

SECURITY ANALYST, SYSTEMS ASSURANCE AND COMPLIANCE
Clear Secure, Inc.. 3 days ago. Sponsored
New York, New York, us

Maintain a deep understanding of industry-standard security frameworks (NIST 800-53, PCI-DSS, HIPAA, SOC 2) and regulatory requirements Lead internal and external security audits and assessments to en...

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Compliance & Filing Analyst (SERFF) - HYBRID
Career Personnel, Inc.. 3 days ago. Sponsored
Morris Plains, New Jersey, us

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Senior Compliance Analyst (Asset Management)
Landing Point. 7 days ago. Sponsored
New York, New York, us

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. Broker-Dealer (BD) and Investment Adviser (IA) compliance programs, while also assisting othe...

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Senior Compliance Analyst (Asset Management)
Landing Point. 7 days ago. Sponsored
New York, New York, us

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer...

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SR. IT COMPLIANCE ANALYST
SHI International Corp.. 8 days ago. Sponsored
Franklin Township, New Jersey, us

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. Analyst will serve as a subject matter expert in the areas of securi...

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COMPLIANCE ANALYST
Rockefeller Capital Management. 8 days ago. Sponsored
Trenton, New Jersey, us

The RGFO Compliance Team is seeking a Compliance Analyst to assist with various aspects of the Compliance branch program including, regulatory advice and guidance, policy interpretation, conducting te...

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CORPORATE COMPLIANCE ANALYST
Interstate Waste Services. 8 days ago. Sponsored
Teaneck, New Jersey, us

This position will ensure the Sales, Customer Service, IT, Data, HR, Marketing, Legal and Risk teams maintain cross-functional compliance with all NYC Local Laws, Rules, Regulations and Contract Requi...

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SR. IT COMPLIANCE ANALYST
SHI International Corp.. 8 days ago. Sponsored
Franklin Township, New Jersey, us

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. Lead departmental compliance meetings. Prepare metrics and reports f...

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CONTRACTS AND COMPLIANCE ANALYST
City of New York. 8 days ago. Sponsored
New York, New York, us

DSNY is seeking four Contracts and Compliance Analysts to join the Bureau of Commercial Waste. PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR C...

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Compliance & Filing Analyst (SERFF) - HYBRID
Career Personnel, Inc.. 9 days ago. Sponsored
Morris Plains, New Jersey, us

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team. Create SERFF filings for all admitted product rate, form, and ...

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Compliance & Filing Analyst (SERFF) - HYBRID
Career Personnel, Inc.. 9 days ago. Sponsored
Morris Plains, New Jersey, us

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team. Create SERFF filings for all admitted product rate, form, and ...

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E-Communications Compliance Surveillance Analyst
North Bridge Staffing Group. 20 days ago. Sponsored
New York, New York, us

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

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E-Communications Compliance Surveillance Analyst
North Bridge Staffing Group. 20 days ago. Sponsored
New York, New York, us

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. Experience i...

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Senior Compliance Analyst
Ikon Search. 22 days ago. Sponsored
Woodbridge Township, New Jersey, us

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

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Senior Compliance Analyst
Ikon Search. 22 days ago. Sponsored
Woodbridge Township, New Jersey, us

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

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Compliance Analyst -ETF's/RIA
NEOS Investments. about 1 month ago. Sponsored
Westport, Connecticut, us

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

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Compliance Analyst -ETF's/RIA
NEOS Investments. about 1 month ago. Sponsored
Westport, Connecticut, us

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

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Remote Retirement Plan Compliance Analyst
Ascensus. 3 months ago. Sponsored
Bridgeport, Connecticut, us

Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ERISA compliance matters. Compliance position that has an adva...

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Compliance Analyst
City National Bank. 3 months ago. Sponsored
New York, New York, us

The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. Assist in Risk Assessment to identify complianc...

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Compliance Analyst
City National Bank. 3 months ago. Sponsored
New York, New York, us

The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. Assist in Risk Assessment to identify complianc...

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Compliance Analyst (Hybrid - Flexible Options)
Broadridge Financial Solutions. 3 months ago. Sponsored
Brentwood, New York, us

Our growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Info...

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Remote Retirement Plan Compliance Analyst
Ascensus. 3 months ago. Sponsored
New York, New York, us

Prepares annual valuation and compliance reports for Clients. Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ...

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Compliance Analyst - Operations
Interstate Waste Services. 3 months ago. Sponsored
Jersey City, New Jersey, us

Partners with and ensures IWS stake holders understand required business practices needed to remain in compliance with NYC Commercial Waste Zone rules and regulations, including ensuring cross-functio...

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Senior Environmental Compliance Analyst
City of New York. 4 months ago. Sponsored
New York, New York, us

Reporting to the Environmental Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field audits of ...

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Compliance Analyst
Saxon Global. 4 months ago. Sponsored
White Plains, New York, us

Must have experience with Microsoft compliance products.

Compliance Analyst
Rockefeller Capital Management. 4 months ago. Sponsored
New York, New York, us

The Compliance Officer will support the Rockefeller Asset Managements Compliance program, with a focus on testing and monitoring. Strong business judgment compliance skills. Participate in the develop...

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IT Compliance Analyst
Danaher Corporation. 4 months ago. Sponsored
Newark, New Jersey, us

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

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Compliance Analyst
Saxon Global. 4 months ago. Sponsored
White Plains, New York, us

Must have experience with Microsoft compliance products.

Remote Retirement Plan Compliance Analyst
Ascensus. 4 months ago. Sponsored
Newark, New Jersey, us

Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ERISA compliance matters. Compliance position that has an adva...

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Compliance Analyst
Rockefeller Capital Management. 4 months ago. Sponsored
New York, New York, us

The Compliance Officer will support the Rockefeller Asset Managements Compliance program, with a focus on testing and monitoring. Strong business judgment compliance skills. Participate in the develop...

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IT Compliance Analyst
Danaher Corporation. 4 months ago. Sponsored
Newark, New Jersey, us

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

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