Serves as a risk officer for Independent Compliance Risk Management (ICRM)s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting on Citis inte...

FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining a robust financial Compliance Officer, Compliance, Officer, Reporting, Microsoft, Operations, Bank...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

As the Risk and Compliance Policy Officer, you will work. Chief Risk Office and Global Compliance teams, as well as key business. Senior Management and Risk / Compliance Management.

As the Risk and Compliance Policy Officer, you will work. Draftpolicy documents by working closely with various stakeholders across theCompany, including Legal, Compliance, and Risk colleagues. Collab...

The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters ...

Serves as a risk officer for Independent Compliance Risk Management (ICRM)s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting on Citis inte...

FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining a robust financial Compliance Officer, Compliance, Officer, Reporting, Microsoft, Operations, Bank...

Compliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...

As an Electronic Communications (E-Comms) Surveillance Officer, youll be a critical member of the Employee Compliance team, which provides coverage of employee conduct risks such as personal account d...

The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters ...

As an Electronic Communications (E-Comms) Surveillance Officer, youll be a critical member of the Employee Compliance team, which provides coverage of employee conduct risks such as personal account d...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Compliance Officer - Markets Business Line Advisory ComplianceNew York, United States of AmericaUSA Job Family Description: You will provide real-time compliance advisory support to the US Fixed Incom...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;Work collaboratively with the Global and US Compliance teams where...

This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) and gain broad exposure to various compliance functions while maintaining a strong focus on regulatory fi...

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) a...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Strong understanding of hedge fund legal and compliance issues and reporting requirements. Proven ability...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Proven ability to build collaborative relationships with executive leadership and other members of the le...

The role involves implementing and enforcing compliance policies, reducing risk, and promoting a culture of compliance at all levels of the organization. International Insurance/Asset Management Firm ...

Billion Alternative Asset Manager Seeks a Principal, Investment Compliance Officer. Reporting to the Deputy Chief Compliance Officer. Work Closely Across all Compliance Groups/Teams.

International Insurance/Asset Management Firm is seeking an experienced Compliance Officer to ensure adherence to ethical standards, laws, and regulations across the firm's operations in the Americas....

LHH Recruitment Solutions is working with a client in Westchester County NY to fill a Compliance Officer position.

My client is a global bank located in Jersey City, NJ looking to bring on board a “VP, Consumer Compliance Risk Assessments Officer ” to join their team. Provide subject matter expertise and work with...

Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take required computer-based training programs or attend Webina...

My client is a global bank located in Jersey City, NJ looking to bring on board a “VP, Consumer Compliance Risk Assessments Officer ” to join their team. Provide subject matter expertise and work with...

LHH Recruitment Solutions is working with a client in Westchester County NY to fill a Compliance Officer position.

Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take required computer-based training programs or attend Webina...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

I am currently retained by a leading US Private Markets fund looking to grow their Compliance team with an Associate hire. If you have legal or compliance experience with knowledge of Credit products ...

JCW is partnering with a local Commercial Bank in the NYC area who is looking to bring on a new Compliance Officer to their team. Advise Senior Management of the bank on relevant Compliance topics inc...

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leaders...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of ...

Research Compliance, a line of business advisory team within Compliance, is seeking a highly motivated individual for a VP role in our New York office. In this role you will provide compliance guidanc...

Experience assisting with the development or monitoring of compliance programs. Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including ele...

Create and maintain policies reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and industry best practices; and assist in development and deliver...