One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Ortho unites the strengths of Quidel Corporation and Ortho Clinical Diagnostics, creating a world-leading in vitro diagnostics company with award-winning expertise in immunoassay and molecular testing...

Ortho unites the strengths of Quidel Corporation and Ortho Clinical Diagnostics, creating a world-leading in vitro diagnostics company with award-winning expertise in immunoassay and molecular testing...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Maintain a deep understanding of industry-standard security frameworks (NIST 800-53, PCI-DSS, HIPAA, SOC 2) and regulatory requirements Lead internal and external security audits and assessments to en...

The Compliance Analyst will report to the Financial Advisor (FA) Compliance Team Lead and assist with various initiatives relating to Interactive Brokers' Financial Advisor program and clients. Intera...

Maintain a deep understanding of industry-standard security frameworks (NIST 800-53, PCI-DSS, HIPAA, SOC 2) and regulatory requirements Lead internal and external security audits and assessments to en...

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer...

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. Broker-Dealer (BD) and Investment Adviser (IA) compliance programs, while also assisting othe...

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. This position reports to the Compliance Manager and is performed fro...

To that end, the IG Compliance & Security Analyst is expected to recognize that the Cooley IS Department is a service organization first and foremost and will be evaluated on this requirement equal in...

IG Compliance & Security Analyst. To that end, the IG Compliance & Security Analyst is expected to recognize that the Cooley IS Department is a service organization first and foremost and will be eval...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team. Create SERFF filings for all admitted product rate, form, and ...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team. Create SERFF filings for all admitted product rate, form, and ...

We are seeking a proficient Audit Analyst for our Compliance and Risk Management audit group. Ensure compliance with financial regulations and standards. A successful Audit Analyst should have:.

We are seeking a proficient Audit Analyst for our Compliance and Risk Management audit group. Proficiency in audit and compliance software. Ensure compliance with financial regulations and standards.

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

Develop and maintain optimized processes and supporting procedures for regulatory compliance activities including but not limited to Worldwide Adverse Event Reporting, Field Action execution, and othe...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. Experience i...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

The Compliance team works across businesses and functions to identify, evaluate and adhere to regulations globally, including obligations associated with the Companys licenses or license exemptions, f...

Supports the Plan Consultants in resolving operational and compliance issues related to qualified plans. Is responsible for plan administration, compliance and testing for identified blocks of busines...

Tracks and monitors job progress to ensure that all necessary data is requested and received in order to meet compliance deadlines. Prepares annual valuation and compliance reports for Clients. Strong...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...

The NYC Department of Design and Construction, Office of Diversity, and Industry Relations (ODIR) seeks a Minority and Women-Owned Business Enterprise (M/WBE) Outreach and Compliance Analyst. The M/WB...

Our growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Info...

A minimum of five years of experience as a data analyst, contract specialist or similar experience required. This position will ensure the Operations, Safety, IT, Risk and Data teams maintain cross-fu...

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

Partners with and ensures IWS stake holders understand required business practices needed to remain in compliance with NYC Commercial Waste Zone rules and regulations, including ensuring cross-functio...

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. Lead departmental compliance meetings. Prepare metrics and reports f...

As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. You will collaborate across teams to develop and implement strategies that align with busine...

As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. Compliance or Insurance (ideally P&C and/or E&S). Excellent organizational skills and abili...

Prepares annual valuation and compliance reports for Clients. Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ...