Applicants for the Deputy Chief Compliance Officer position at the company should have a minimum of 12 years' experience in the investment management industry, with a strong focus on compliance. The D...

The Group Chief Compliance Officer will also lead a global compliance team, conduct regular risk assessments and audits, and provide training to employees on compliance matters. Applicants for the Gro...

The Company is seeking a Chief Compliance Officer (CCO) to join their team and play a pivotal role in fostering a culture of compliance. The successful candidate will also be tasked with creating and ...

The ideal candidate will have a technical understanding of compliance practices, the ability to drive the development and execution of compliance policies, and a proven track record of managing and le...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

The Company is in search of a Chief Privacy and Compliance Officer (CPCO) to spearhead its global privacy, compliance, and data governance initiatives. Chief Privacy and Compliance Officer (CPCO). Str...

The ideal candidate will have a technical understanding of compliance practices, the ability to drive the development and execution of compliance policies, and a proven track record of managing and le...

Applicants for the General Counsel/Chief Compliance Officer position at the company should have a strong legal and compliance background, with a focus on the financial services industry. Chief Complia...

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced...

Chief Operating Officer and Chief Compliance Officer (COO/CCO). The Company is seeking a Chief Operating Officer / Chief Compliance Officer to join their founding team. Core responsibilities for this ...

The Company is seeking a Chief Compliance Officer (CCO) to join its executive team and take a leading role in the development and implementation of compliance, risk management, and regulatory strategi...

Applicants for the Compliance Risk Assessment Officer VP position at the company should have a strong background in compliance and risk assessment, with the ability to provide leadership and guidance ...

Chief Operating Officer and Chief Compliance Officer (COO/CCO). The Company is seeking a Chief Operating Officer / Chief Compliance Officer to join their founding team. Core responsibilities for this ...

A financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. Oversee internal compliance testing conducted by compliance staff. Compliance, Fincri...

Oversee internal compliance testing conducted by compliance staff. A financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. Review all marketi...

The Company is in search of a General Counsel and Chief Compliance Officer to take the lead in its legal and compliance functions. The General Counsel and Chief Compliance Officer will also be involve...

Applicants for the Vice President Compliance Officer position at the company should have a strong background in compliance within the financial services industry, particularly in the fixed income sale...

The Company is seeking a Vice President to join its Anti-Financial Crime Compliance team as a Global Sanctions Compliance Officer. This pivotal role involves close collaboration with the Global Anti-F...

The Company is seeking a Chief Compliance Officer (CCO) and Associate General Counsel (AGC) to lead and manage its compliance program while providing legal expertise on a range of regulatory, operatio...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

Our client, a global investment manager, is looking to hire a Chief Compliance Officer to their US team. Design, execute, and oversee robust compliance frameworks tailored to the unique regulatory obl...

Chief Operating Officer / Chief Compliance Officer. They seek a Chief Operating Officer / Chief Compliance Officer who is ambitious and ready to scale the company across all 50 states through organic ...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

SBS seeks a Chief Vendor Compliance Officer for Citywide Vendor Compliance who will report to the Deputy Commissioner of the Division of Economic and Financial Opportunity. The Chief Vendor Compliance...

Chief Operating Officer / Chief Compliance Officer. They seek a Chief Operating Officer / Chief Compliance Officer who is ambitious and ready to scale the company across all 50 states through organic ...

Our client, a global investment manager, is looking to hire a Chief Compliance Officer to their US team. Design, execute, and oversee robust compliance frameworks tailored to the unique regulatory obl...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Minimum of 10 years of compliance experience with a broker dealer/financial services firm in a ...

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Work closely with supervisors, business management, Compliance, Legal, HR and Conduct Office to...

The primary focus will be to assist the Compliance Department with reviewing and approving marketing materials as well as being responsible for assisting the compliance department in the firm regulato...

Independently manage projects necessary to support initiatives both within Global Research Compliance and the broader Compliance Department; and interact regularly with colleagues in other lines of bu...

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. Hold Bro...

The primary focus will be to assist the Compliance Department with reviewing and approving marketing materials as well as being responsible for assisting the compliance department in the firm regulato...

Billion Alternative Asset Manager Seeks an Investment Compliance Officer (1940 Act, Compliance Policies, Regulatory Compliance). Experience with Compliance Training. Assist with Compliance Policy Writ...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Office...

A financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. Oversee internal compliance testing conducted by compliance staff. Collaborate with e...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...