An established and reputable hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead investment compliance and surve...

As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

Landing Point is exclusively partnered with a well-established hedge fund in NYC on a search for a Chief Compliance Officer (CCO). This is an excellent opportunity for a compliance professional lookin...

Develop presentatio Risk, Officer, Management, Compliance, Associate, Senior, Banking, Technology.

As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

The NJEDA's Chief Compliance Officer leads the Authority's legal compliance functions to ensure that the NJEDA is compliant with all applicable laws, including statutes, rules and regulations, Executi...

Landing Point is exclusively partnered with a well-established hedge fund in NYC on a search for a Chief Compliance Officer (CCO). This is an excellent opportunity for a compliance professional lookin...

An established and reputable hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead investment compliance and surve...

Duties include but are not limited to the following: interpreting grant requirements; providing guidance on a continuous basis to ensure compliance and consistency with federal and state regulations, ...

The AML Compliance Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial...

Duties include but are not limited to the following: interpreting grant requirements; providing guidance on a continuous basis to ensure compliance and consistency with federal and state regulations, ...

The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharmas US operations. The GC/CCO will manage and oversee a team of legal and com...

FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining a robust financial Compliance Officer, Compliance, Officer, Reporting, Microsoft, Operations, Bank...

As the Risk and Compliance Policy Officer, you will work. Chief Risk Office and Global Compliance teams, as well as key business. Senior Management and Risk / Compliance Management.

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) a...

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) a...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Participate in weekly Compliance Committee meetings. Keep abreast of legal and regulatory developments an...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Proven ability to build collaborative relationships with executive leadership and other members of the le...

In addition, the Chief Compliance Officer will assess the effectiveness of the Firm's compliance program and revise the program as necessary. The Compliance Manual sets forth responsibilities that res...

The Compliance Manual sets forth responsibilities that rest with the Chief Compliance Officer such as:. Periodically consult with the Compliance Consultant and Securities Counsel regarding compliance ...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations an...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations an...

Certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance and Ethics Professional (CCEP), or other relevant industry certifications are highly desirable. The CCO will...

Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take required computer-based training programs or attend Webina...

Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take required computer-based training programs or attend Webina...

The CCO will be responsible for managing the overall compliance risk for the company, establishing a robust compliance framework, and fostering a culture of ethical business practices. Certifications ...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

I am currently retained by a leading US Private Markets fund looking to grow their Compliance team with an Associate hire. If you have legal or compliance experience with knowledge of Credit products ...

I am currently retained by a leading US Private Markets fund looking to grow their Compliance team with an Associate hire. If you have legal or compliance experience with knowledge of Credit products ...

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leaders...

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leaders...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Moni...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. WJCS...

In-depth knowledge of compliance requirements applicable to SEC registered investment advisers. Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The ...

In-depth knowledge of compliance requirements applicable to SEC registered investment advisers. Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The ...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...