Overall, the Director, Compliance Counsel role at the client is a key position within the organization, requiring strong knowledge of compliance regulations and the ability to effectively communicate ...

Overall, the Director, Compliance Counsel role at the client is a key position within the organization, requiring strong knowledge of compliance regulations and the ability to effectively communicate ...

Experience working within a Swap Dealer and/or Security-Based Swap Dealer Compliance program to meet the requirements of the Dodd-Frank Act. Ability to be one of two individuals in charge of the firm'...

Contribute to ongoing firm-wide regulatory change programs/workstreams as a senior Compliance stakeholder in relation to new regulations implementing OTC derivatives-related requirements or modifying ...

B in assets to recruit a highly skilled Compliance Director with a strong focus on risk management and regulatory oversight. Develop and manage the Regulatory Compliance Program. Review and test new c...

They are currently looking for a Compliance Director who. The Compliance Director also plays a key role in protecting the financial integrity and reputation of the company and its managed properties. ...

B in assets to recruit a highly skilled Compliance Director with a strong focus on risk management and regulatory oversight. This is an excellent opportunity for an experienced compliance professional...

They are currently looking for a Compliance Director who. The Compliance Director also plays a key role in protecting the financial integrity and reputation of the company and its managed properties. ...

As appropriate, ensure accurate and timely reporting of risks, metrics, objectives & key results (OKRs) and other compliance requirements to governance fora to demonstrate compliance with regulatory o...

The Director of Supervision supports the Managing Partner in shaping the culture of compliance in the office. Perform review and supervision of multiple systems, including, but not limited to, flagged...

Prepare and present annual and periodic HR Compliance program reports/reviews to satisfy client, regulator, and internal management requirements, including Compliance Program Evaluations to support th...

The Director of Supervision supports the Managing Partner in shaping the culture of compliance in the office. Train Financial Representatives and staff on compliance, regulatory, or related topics. Yo...

Forge’s broker-dealer and RIA Compliance Department. This role is essential in ensuring the firm meets all regulatory requirements and maintains a strong culture of compliance. Join our team to play a...

Join our team to play a pivotal role in safeguarding the firm’s compliance integrity and supporting its growth initiatives. This role reports directly to the Chief Compliance Officer of BD and RIA. Mo...

Manages the Corporate Compliance Sanctions Program – ensuring ongoing compliance with all applicable sanctions-related laws and regulations. Investigates and resolves complex compliance problems and r...

Manages the Corporate Compliance Sanctions Program – ensuring ongoing compliance with all applicable sanctions-related laws and regulations. Ensures organizational compliance with regulations and regu...

The Director leads the division's compliance and continuous quality improvement work in collaboration with Division Deputy Directors, CQI staff and the Office of Performance Management to ensure that ...

The Director leads the division's compliance and continuous quality improvement work in collaboration with Division Deputy Directors, CQI staff and the Office of Performance Management to ensure that ...

In addition, the Office of General Counsel is responsible for oversight of regulatory compliance and the development of compliance education and training programs at the College; provides leadership i...

In addition, the Office of General Counsel is responsible for oversight of regulatory compliance and the development of compliance education and training programs at the College; provides leadership i...

Act as the primary liaison with SiteCompli (compliance platform) and Cohen and Hochman (violation specialist law firm). Oversee compliance management for window guards, fire safety, emergency prepared...

Evaluate software solutions to monitor all compliance-related deadlines for each building, including FISP Filings, LL152, LL84, LL87, and other relevant regulations. Act as the primary liaison with Si...

Expertise in regulatory compliance relevant to SEC-registered investment advisers, either as an in-house compliance professional, compliance consultant, or attorney. Stay up to date on regulatory deve...

Expertise in regulatory compliance relevant to SEC-registered investment advisers, either as an in-house compliance professional, compliance consultant, or attorney. Stay up to date on regulatory deve...

The FAR Compliance and Pricing Strategy Director oversees compliance with the Federal Acquisition Regulation (FAR) and develops strategic pricing strategies. FAR Compliance and Pricing Strategy Direct...

The FAR Compliance and Pricing Strategy Director oversees compliance with the Federal Acquisition Regulation (FAR) and develops strategic pricing strategies. FAR Compliance and Pricing Strategy Direct...

Building-Specific Compliance Tracking. Evaluate software solutions to monitor all compliance-related deadlines for each building, including FISP Filings, LL152, LL84, LL87, and other relevant regulati...

Evaluate software solutions to monitor all compliance-related deadlines for each building, including FISP Filings, LL152, LL84, LL87, and other relevant regulations. Act as the primary liaison with Si...

As the Compliance Director, Security-Based Swap Dealer, you will need:. Compliance Director, Security-Based Swap Dealer. Hamlyn Williams has partnered with one of the largest foreign investment banks,...

As the Compliance Director, Security-Based Swap Dealer, you will need:. Compliance Director, Security-Based Swap Dealer. Hamlyn Williams has partnered with one of the largest foreign investment banks,...

Lead and manage compliance efforts across multiple schools (yeshivas) ensuring adherence to government regulations, safety standards, educational programs, and food program compliance. Regularly repor...

The New York City Department of Health and Mental Hygiene (DOHMH) seeks a dynamic Director of Programmatic Fiscal Affairs to join its Bureau of the Controller in the Division of Finance. Ensure compli...

We are looking for a Director of Compliance with 4-6 years’ experience in consumer lending compliance to lead a team of compliance professionals. As a Director of Compliance at Kashable, you will be r...

We are looking for a Director of Compliance with 4-6 years’ experience in consumer lending compliance to lead a team of compliance professionals. As a Director of Compliance at Kashable, you will be r...

The minimum salary for the Quality and Compliance Director position is $170,000 annually and the maximum salary for the Quality and Compliance Director position is $180,000 annually. Oversees the staf...

Experience with automated compliance monitoring systems such as RIA Compliance Tracking Solutions or Compliance Alpha. Overseeing the day-to-day management of the compliance program including, but not...

S/he will provide comprehensive operational and contractual compliance leadership, will support the Project Directors in providing overarching oversight and executive level management, direction to en...

Ensure compliance with Federal and international contractual and export regulations and advises Project Director on solutions to contractual matters as they arise. Amentum seeks a qualified, solutions...