I have extensive experience with SOX compliance, particularly in designing and testing IT controls to ensure financial data integrity. I’ve worked on identifying key systems, documenting control processes, and performing risk assessments to align with SOX requirements. My role involved collaborating with auditors to remediate gaps and ensure controls were operating effectively. This experience has given me a deep understanding of how IT controls safeguard financial reporting and mitigate risks.

I start by conducting a thorough risk assessment to identify vulnerabilities in IT systems, focusing on areas like access controls, data integrity, and system availability. I then prioritize risks based on their potential impact and likelihood. To mitigate risks, I implement controls such as role-based access, encryption, and regular audits. I also ensure continuous monitoring and updates to adapt to evolving threats, maintaining a proactive approach to risk management.

In a previous role, I led the implementation of the COBIT framework to enhance IT governance. I began by mapping existing processes to COBIT standards, identifying gaps, and developing a roadmap for improvement. I collaborated with cross-functional teams to implement controls, such as access management and change control procedures. The project resulted in improved compliance, reduced risks, and streamlined operations, demonstrating my ability to effectively deploy control frameworks.

I ensure IT controls remain effective by establishing a continuous monitoring and improvement process. This includes regular testing, audits, and reviews to identify weaknesses or changes in the environment. I also stay updated on industry standards and emerging threats to adapt controls accordingly. Training and awareness programs for staff are crucial to maintaining compliance. By fostering a culture of accountability and vigilance, I ensure controls evolve to meet organizational needs.

I address conflicts by fostering open communication and understanding the business unit’s objectives. I explain the importance of controls in mitigating risks and ensuring compliance, while also seeking solutions that balance security with operational efficiency. By involving stakeholders in the decision-making process and demonstrating the value of controls, I build consensus and ensure alignment between IT and business goals.